Financial intermediary

Results: 704



#Item
241Investment / Pension / Personal finance / Intermediary / Business / Finance / Economics / Pensions in the United Kingdom / Financial services / Employment compensation

Charlotta Carlberg Member of the Occupational Pensions Stakeholder Group (OPSG) OPSG category Professional association – Intermediaries

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Source URL: eiopa.europa.eu

Language: English - Date: 2014-09-29 07:21:01
242Institutional investors / Economics / Insurance / European Insurance and Occupational Pensions Authority / Markets in Financial Instruments Directive / Conflict of interest / Intermediary / Investment / Financial economics / Financial institutions

IRSG response-on-DP-14-IMD

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Source URL: eiopa.europa.eu

Language: English - Date: 2014-09-29 07:24:55
243Desiderius Erasmus / Interest / Surety / Dutch people / Christianity / Economics / Debt / Loans / Financial intermediary

Annex I to the Open Call for Expression of Interest to select Financial Intermediaries under Erasmus+ Master Loan Guarantee facility To: European Investment Fund EU Guarantee facilities

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Source URL: www.eif.org

Language: English - Date: 2015-02-13 10:10:58
244Economics / Finance / Debt / Financial services / United States housing bubble / Mortgage loan / Financial intermediary / Credit channel / Financial economics / Credit / Personal finance

FIN-USE Response to Public Consultation on Responsible Lending and Borrowing in the EU, August 2009

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Source URL: ec.europa.eu

Language: English - Date: 2009-09-22 09:27:35
245Fixed income securities / Commodities market / Structured finance / United States housing bubble / Asset-backed security / Securitization / Commodity Pool Operator / Commodity pool / Commodity Futures Trading Commission / Financial economics / Finance / Investment

November 30, 2012 VIA ELECTRONIC MAIL Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission

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Source URL: www.managedfunds.org

Language: English
246Financial services / Financial crises / Financial markets / Systemic risk / Shadow banking system / Bank / Late-2000s financial crisis / Hedge fund / Financial intermediary / Economics / Financial economics / Finance

FSB SCAV Shadow banking Exercise RBA Comments

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Source URL: www.sfindustry.org

Language: English - Date: 2014-08-22 11:41:54
247Mediation / Intermediary / Economics / Business / Knowledge / Financial institutions / Institutional investors / Insurance

Update: December[removed]ANNEX II - A: Notification form for an Intermediary to operate under the freedom of establishment Note: Change(s) of original notifications will not be communicated through this

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Source URL: eiopa.europa.eu

Language: English - Date: 2014-09-19 10:52:52
248Private law / Pure economic loss / Liability / Financial crisis / Tort / Securities Act / Negligence / Financial intermediary / Tort law in Australia / Tort law / Law / Common law

GALKOVA EKATERINA The origin and consequences of financial crisis. Are liabilities in the financial sector set at the right level to prevent the next financial crisis? The subject of the paper is dedicated to the questio

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Source URL: www.uni-wh.de

Language: English - Date: 2014-11-19 08:19:31
249Financial services / Hedge fund / Commodities market / Commodity pool / Commodity Futures Trading Commission / Futures contract / Derivative / Collective investment scheme / Late-2000s financial crisis / Financial economics / Investment / Finance

CFTC Issues JOBS Act Relief: The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight issued an exemption from certain CFTC rules. The effect of this action will allow commod

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Source URL: www.managedfunds.org

Language: English
250Money laundering / Tax evasion / Business / Bank regulation / Financial intermediary / Banking in Switzerland / Bank / Terrorism financing / Organized crime / Financial regulation / Switzerland / Law

The following is an unofficial translation. There is no official English version of Federal and SFBC legal texts. The legally binding version of this Ordinance will be available in German, French and Italian in the Offic

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Source URL: www.finma.ch

Language: English - Date: 2008-12-29 02:54:00
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